REGULATORY COMPLIANCE

Legal Information at Fintek Securities

At Fintek Securities, compliance and openness come first. The following documents are provided in
order for you to make sure you have access to the information you need about Fintek Securities and
the products and services we offer.

Financial Services Guide

The Fintek Securities Financial Services Guide provides essential information about our services and fees.

Product Disclosure Statement

Our Product Disclosure Statement outlines the key features, benefits, and risks associated with our trading products and services. It is essential reading for all clients and prospective clients.

Target Market Determination

The policies of Fintek Securities on how we choose the right Target Market for our traders are described in this paper. This is done to make sure that Fintek Securities clients have the necessary resources and expertise to trade these markets.

Customer Agreement

The terms and conditions for utilizing our services are outlined in the Customer Agreement, which also provides crucial details on policies, risk warnings, and legal information.

Complaint Resolution Procedure

We are dedicated to promptly and fairly addressing concerns raised by our clients, and we respect their comments. The methods for bringing up and resolving complaints are outlined in our Complaint Resolution Procedure, which provides an open, equitable, and effective process. We constantly work to provide exceptional client attention and service.

Cookie Policy

The Fintek Securities Cookie Policy describes how we collect and store information through our website, www.finteksec.com.au, to distinguish you from other users of our and provide a better user experience.

Hedging Policy

Our strategy for reducing the monetary risks connected to investing operations is described in our Hedging Policy paper. It sheds light on how Fintek Securities controls our trading position in the face of volatility in the market.

Privacy Policy

The Fintek Securities Privacy Policy describes how we protect your personal information.

Website Terms and Conditions

Access our website Terms and conditions.

Contact

Please do not hesitate to contact us if you need further information or if you have any questions. We value your trust and are committed to maintaining the highest moral and legal standards at Fintek Securities.